科目ナンバー

JG-OL5-205L

履修条件・関連科目等

Those who plan to register for this course should follow the required procedure.
If you have any questions, please ask about them at the International Center for exchange students and the Faculty of Law Office for Chuo students.

授業で使用する言語

英語

授業で使用する言語（その他の言語）

授業の概要

This course examines financial law and regulation from a comparative perspective.
The course includes some professional guest speakers.

International students are expected to explain the current situation in their home countries on issues raised in each class. In contrast, Japanese students are expected to explain the social background of the same issues. In each class, students are required to read materials in advance.

This course is for both Master's and undergraduate students. In a class, Master's students are generally required to respond to more sophisticated questions, while undergraduate students are usually required to respond to rather introductory questions.

科目目的

This course aims to help students understand financial law and regulation from a comparative perspective.

到達目標

Equipped with the knowledge and skills to handle regulation and transactions in global financial services, students will prepare for working in financial institutions, governments, law firms, corporations, and non-governmental organizations.

授業計画と内容

Professors Ushijima (Graduate School of Law) and Sugiura (Business School) will be in charge of this course unless otherwise noted.
Another lecturer and some guests will conduct some parts of the class. (The schedule will be announced in due course.)

The following schedule is subject to change.

1. Introduction -What's going on in the current financial markets?
2. Banking Law (1) - Why are financial institutions regulated?
3. Banking Law (2) - Basel Capital Accord
4. Capital Market Law (1) - Defining financial products, and regulations
5. Capital Market Law (2) - Regulations by countries
6. Insurance Business and Law/regulations - New Capital Accord of insurance companies?
7. Comparative Regulatory Styles and Remedies
8. Disclosure in Japan's Market - Mr. Machida, Attorney at Law
9. Privacy and Data Protection in Japan and Transnational Issues
10. World Bank - Guest Speaker
11. Fintech Regulations - The challenge of harmonizing regulations at the world level
12. Market Misconduct and Anti-Money Laundering
13. The Destination of Financial Law in the Future - The trend of international cooperation in financial law and regulations
14. Wrap up

授業時間外の学修の内容

指定したテキストやレジュメを事前に読み込むこと／授業終了後の課題提出

授業時間外の学修の内容（その他の内容等）

Students are required:
1. to read materials and prepare the class in advance for 200 minutes per class.
2. to submit a term paper (format will be posted at MANABA).

授業時間外の学修に必要な時間数／週

・毎週１回の授業が半期（前期または後期）または通年で完結するもの。１週間あたり４時間の学修を基本とします。
・毎週２回の授業が半期（前期または後期）で完結するもの。１週間あたり８時間の学修を基本とします。

成績評価の方法・基準

成績評価の方法・基準（備考）

課題や試験のフィードバック方法

授業時間に限らず、manabaでフィードバックを行う

課題や試験のフィードバック方法（その他の内容等）

アクティブ・ラーニングの実施内容

ディスカッション、ディベート／その他

アクティブ・ラーニングの実施内容（その他の内容等）

Discussion

授業におけるICTの活用方法

その他

授業におけるICTの活用方法（その他の内容等）

Providing materials and Q&A at MANABA (Chuo ICT system).

実務経験のある教員による授業

はい

【実務経験有の場合】実務経験の内容

Professor Sugiura worked as one of the executives in legal/compliance sections for two major financial institutions (such as JP Morgan and HSBC) and Financial Services Agency in the Japanese Government ("JFSA") as a senior research fellow. He regularly advises financial institutions about financial regulations and maintains the position to advise JFSA as a committee member.

Other lecturers are mainly lawyers who advise financial institutions and others.

【実務経験有の場合】実務経験に関連する授業内容

Instructors will provide students with non-confidential practical information.

テキスト・参考文献等

Course materials will be provided at MANABA.
Textbooks and references will be shown in classes.

その他特記事項

This course is one of the Japanese Law courses in English.

参考URL

Financial Services Agency, Japan

https://www.fsa.go.jp/en/index.html